Disclaimer

Glazer Capital, LLC (“Glazer” or the “Investment Manager”) is registered with the SEC as an investment adviser. Registration as an investment adviser does not imply any level of skill or training.

This Website (the “Website”) is for informational purposes only and should not be construed as legal, tax, investment, or other advice. It does not constitute an offer to sell, or the solicitation of an offer to buy, any product or security. An offer may only be made by means of the final private offering memorandum and governing documents (collectively, the “Memorandum”) of a Fund managed by Glazer, which should be read in their entirety. This information is not intended to be complete or final and is qualified in its entirety by any applicable Fund Documents, which will only be provided to qualified investors.

This Website includes a summary of Glazer’s investment strategies and process. Glazer may make changes to these and other aspects of its business in its discretion, and prospective investors in any fund sponsored or advised by the Investment Manager or its affiliates (each, a “Fund”) should read the final Memorandum of the applicable Fund prior to investment.

An investor in a Fund could lose all or a substantial amount of his or her investment. Returns generated from an investment in a Fund may not adequately compensate investors for the business and financial risks assumed. While any Fund is subject to market risks common to other types of investments, including market volatility, the Funds employ certain investment techniques, such as the use of leveraging and other speculative investment practices that may increase the risk of investment loss. The products in which the Fund expects to invest may involve above-average risk.

The description of Glazer’s investment process contained herein is intended to be representative, but the investment process may be changed from time to time by Glazer, and the Firm may not perform certain steps, or may perform additional steps, in its discretion. Prospective investors are encouraged to ask questions of Glazer and to conduct further due diligence.

Because this communication is a summary only, it may not contain all material terms, including important conflicts disclosures and risk factors associated with an investment in a Fund; and this communication in and of itself should not form the basis for any investment decision. Glazer is not acting and does not purport to act in any way as an advisor or in a fiduciary capacity vis-à-vis any investor in the Funds. Therefore, it is strongly suggested that the reader seek his or her own independent advice in relation to any investment, financial, legal, tax, accounting or regulatory issues discussed herein.

Unless otherwise indicated, the information contained herein is current as of the date indicated on the Website. The information herein is believed to be reliable and has been obtained from sources believed to be reliable, but no representation or warranty is made, expressed or implied, with respect to the fairness, correctness, accuracy, reasonableness or completeness of the information and opinions contained within this Website. Additionally, there is no obligation to update, modify or amend this communication or to otherwise notify a reader in the event that any matter stated herein, or any opinion, projection, forecast or estimate set forth herein, changes or subsequently becomes inaccurate.